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Korbit Fined $1.9M for AML and KYC Violations by South Korean Regulator

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Korbit Fined $1.9M for AML and KYC Violations by South Korean Regulator

Key Takeaways

  • 1 Korbit was fined 2.73 billion won ($1.9 million) for violations of anti-money laundering and customer verification rules.
  • 2 The FIU identified breaches of the Special Financial Transactions Act, including deficiencies in client verification and transaction restrictions.
  • 3 The company received an institutional warning and personal disciplinary actions were taken against senior executives.
  • 4 Mirae Asset is negotiating to acquire a controlling stake in Korbit in a deal valued up to $98 million; the group previously had no crypto business.
  • 5 The FIU's October 2024 on-site inspection uncovered thousands of AML/KYC violations; Upbit operator Dunamu was also previously sanctioned.

South Korea's FIU fined crypto exchange Korbit $1.9M for multiple AML and KYC breaches; personal sanctions imposed on senior management amid Mirae Asset acquisition talks.

Korbit, a South Korean crypto exchange, was fined 2.73 billion won ($1.9 million) by the government regulator for multiple violations of anti-money laundering (AML) rules and client verification procedures. The regulator, the Financial Intelligence Unit (FIU), found that the exchange breached key provisions of the Special Financial Transactions Act, including due diligence processes and transaction restrictions. In addition to the fine, the FIU issued an institutional warning and imposed personal disciplinary measures on senior executives of the exchange.

Details of the Fine

The fine amounted to 2.73 billion won, equivalent to $1.9 million, as part of a comprehensive regulatory response to the identified violations. The FIU pointed out specific gaps in client verification and transaction monitoring that fall under the Special Financial Transactions Act. More details on previous reports about sanctions and systemic violations can be found in the article on Korbit's fine.

Sanctions Against Management

Beyond the financial penalty, the FIU announced an institutional warning and highlighted personal accountability of the leadership. The official notice stated that disciplinary actions were taken against related officials, including a warning to the CEO and a reprimand for the employee responsible for reporting. These steps aim to strengthen management’s responsibility for compliance with AML/KYC procedures.

Mirae Asset Acquisition Plans

The fine came amid ongoing negotiations by Mirae Asset to acquire a controlling stake in Korbit in a deal valued in the press at up to $98 million. Reports also note that Mirae Asset previously had no business in the crypto sector, making this acquisition atypical for the group. More on the negotiations and acquisition plans is available in the article about Mirae Asset's purchase of Korbit.

FIU Inspection and Findings

The FIU conducted an on-site inspection at Korbit in October 2024 and uncovered thousands of AML and KYC violations during the review. The regulator emphasized that these measures are part of its efforts to enhance anti-money laundering capabilities and improve legal compliance systems within businesses to maintain trust in the virtual asset market. The agency linked the sanctions to the need for stronger oversight of exchanges.

Previous Measures

The FIU has previously applied similar measures to other major platforms: in November, the regulator fined Dunamu, operator of Upbit, $25 million and imposed additional sanctions for comparable violations. This demonstrates the regulator’s ongoing focus on AML/KYC compliance in the virtual asset market and consistent enforcement of sanctions when violations are found.

Why This Matters

For miners operating one or hundreds of devices, FIU’s decisions do not directly affect equipment operation or currency mining, as sanctions target the exchange and its procedures. However, increased controls and client verification requirements may impact withdrawal conditions, fees, and transaction processing speeds on platforms where mined cryptocurrency is stored or sold.

It is also important to consider that regulatory actions affect exchanges’ reputations and their readiness to work with clients; this is reflected in KYC/AML policies and which transactions exchanges allow without additional checks. Therefore, even indirect changes in exchanges’ compliance approaches can alter your user experience when interacting with these platforms.

What to Do?

  • Check KYC/AML requirements on exchanges where you hold or sell cryptocurrency and prepare documents in advance for quick verification.
  • Have backup withdrawal plans: maintain accounts on multiple verified platforms and be aware that some may introduce additional checks.
  • Keep records of transactions and save supporting documents—this facilitates passing checks and reduces the risk of delays in operations.
  • Monitor official announcements from exchanges and regulators to respond promptly to changes in rules and procedures.

Frequently Asked Questions

What is the amount of the fine imposed on Korbit?

The FIU fined Korbit 2.73 billion won, equivalent to $1.9 million.

Why did the FIU sanction Korbit?

The regulator identified widespread violations of anti-money laundering requirements and client verification procedures under the Special Financial Transactions Act.

Does the fine affect Korbit's sale plans?

The fine was announced during Mirae Asset's negotiations to acquire a controlling stake, with the deal valued up to $98 million; detailed consequences depend on the parties involved.

Tags:

#Korbit #AML #KYC #FIU #криптобиржа #South Korean regulator #Special Financial Transactions Act #crypto exchange #штраф за нарушение #compliance #due diligence #transaction monitoring #санкции FIU #CEO warning